CHAPTER 16 : INTELLECTUAL PROPERTY RIGHTS
ARTICLE 16.1 : GENERAL PROVISIONS
1. Each Party shall, at a minimum, give effect to this Chapter.
2. (a) Each Party shall ratify or accede to the following agreements:
(b) Each Party shall give effect to:
(c) Each Party shall make best efforts to ratify or accede to:
3. In respect of all categories of intellectual property covered in this Chapter, each Party
shall accord to nationals16-2 of the other Party treatment no less favorable than it accords to its
own nationals with regard to the protection16-3 and enjoyment of such intellectual property rights
and any benefits derived from such rights.16-4
4. Each Party may derogate from paragraph 3 in relation to its judicial and administrative
procedures, including the designation of an address for service or the appointment of an agent
within the jurisdiction of a Party, only where such derogations are necessary to secure
compliance with laws and regulations that are not inconsistent with this Chapter and where such
practices are not applied in a manner that would constitute a disguised restriction on trade.
5. Paragraphs 3 and 4 do not apply to procedures provided in multilateral agreements
concluded under the auspices of WIPO relating to the acquisition or maintenance of intellectual
property rights.
6. Except as otherwise provided in this Chapter:
(a) this Chapter gives rise to obligations in respect of all subject matter existing at
the date of entry into force of this Agreement that is protected on that date in the
Party where the protection is claimed and/or that meets or comes subsequently to
meet the criteria for protection under the terms of this Chapter;
(b) a Party shall not be required to restore protection to subject matter that on the date
of entry into force of this Agreement has fallen into the public domain in the Party
where the protection is claimed.
7. This Chapter does not give rise to obligations in respect of acts that occurred before the
date of entry into force of this Agreement.
ARTICLE 16.2 : TRADEMARKS, INCLUDING GEOGRAPHICAL INDICATIONS
1. Each Party shall provide that trademarks shall include service marks, collective marks,
and certification marks,16-5 and may include geographical
indications.16-6 Neither Party shall
require, as a condition of registration, that signs be visually perceptible, but each Party shall
make best efforts to register scent marks. Each Party shall afford an opportunity for the
registration of a trademark to be opposed.
2. Each Party shall provide that the owner of a registered trademark shall have the exclusive
right to prevent all third parties not having the owner's consent from using in the course of trade
identical or similar signs, including geographical indications, for goods or services that are
related to those in respect of which the trademark is registered, where such use would result in a
likelihood of confusion.
3. Each Party may provide limited exceptions to the rights conferred by a trademark, such
as fair use of descriptive terms, provided that such exceptions take account of the legitimate
interests of the owner of the trademark and of third parties.
4. Article 6bis of the Paris Convention for the Protection of Industrial Property (1967)
(“Paris Convention”) shall apply, mutatis mutandis, to goods or services that are not similar to
those identified by a well-known trademark, whether registered or not, provided that use of that
trademark in relation to those goods or services would indicate a connection between those
goods or services and the owner of the trademark and provided that the interests of the owner of
the trademark are likely to be damaged by such use.
5. Neither Party shall require recordation of trademark licenses to establish the validity of
the license or to assert any rights in a trademark.
6. Pursuant to Article 20 of the TRIPS Agreement, each Party shall ensure that its
provisions mandating the use of a term customary in common language as the common name for
a product including, inter alia, requirements concerning the relative size, placement, or style of
use of the trademark in relation to the common name, do not impair the use or effectiveness of a
trademark used in relation to such products.16-7
ARTICLE 16.3 : DOMAIN NAMES ON THE INTERNET
1. Each Party shall participate in the Governmental Advisory Committee of the Internet
Corporation for Assigned Names and Numbers (ICANN), which serves to consider and provide
advice on the activities of the ICANN as they relate to government concerns, including matters
related to intellectual property and the domain name system, as well as to promote responsible
country code Top Level Domain (ccTLD) administration, management, and operational
practices.
2. Each Party shall require that registrants of domain names in its ccTLD are subject to a
dispute resolution procedure, modeled along the same lines as the principles set forth in ICANN
Uniform Domain Name Dispute Resolution Policy (ICANN UDRP), to address and resolve
disputes related to the bad-faith registration of domain names in violation of trademarks. Each
Party shall also ensure that its corresponding ccTLDs provide public access to a reliable and
accurate AWHOIS@ database of domain name registrant contact information.
ARTICLE 16.4 : OBLIGATIONS COMMON TO COPYRIGHT AND RELATED RIGHTS
1. Each Party shall provide that authors, performers, and producers of phonograms and their
successors in interest have the right to authorize or prohibit all reproductions, in any manner or
form, permanent or temporary (including temporary storage in electronic form).
2. (a) Without prejudice to Articles 11(1)(ii), 11bis(1)(i) and (ii), 11ter(1)(ii), 14(1)(ii),
and 14bis(1) of the Berne Convention for the Protection of Literary and Artistic
Works (1971) (“Berne Convention”), each Party shall provide to authors,
performers, producers of phonograms and their successors in interest the
exclusive right to authorize or prohibit the communication to the public of their
works, performances, or phonograms, by wire or wireless means, including the
making available to the public of their works, performances, and phonograms in
such a way that members of the public may access them from a place and at a
time individually chosen by them. Notwithstanding paragraph 10, a Party may
provide limitations or exceptions to this right in the case of performers and
producers of phonograms for analog or digital free over-the-air terrestrial
broadcasting and, further, a Party may provide limitations with respect to other
non-interactive transmissions, in certain special cases provided that such
limitations do not conflict with a normal exploitation of performances or
phonograms and do not unreasonably prejudice the interests of such right holders.
(b) Neither Party shall permit the retransmission of television signals (whether
terrestrial, cable, or satellite) on the Internet without the authorization of the right
holder in the subject matter of the signal.
3. Each Party shall provide to authors, performers, producers of phonograms, and their
successors in interest the exclusive right of authorizing the making available to the public of the
original and copies of their works and phonograms through sale or other transfer of ownership.
4. Each Party shall provide that where the term of protection of a work (including a
photographic work), performance, or phonogram is to be calculated:
(a) on the basis of the life of a natural person, the term shall be not less than the life
of the author and 70 years after the author's death; and
(b) on a basis other than the life of a natural person, the term shall be not less than 70
years from the end of the calendar year of the first authorized publication of the
work, performance, or phonogram or, failing such authorized publication within
50 years from the creation of the work, performance, or phonogram, not less than
70 years from the end of the calendar year of the creation of the work,
performance, or phonogram.
5. Each Party shall apply the provisions of Article 18 of the Berne Convention, mutatis
mutandis, to the subject matter, rights and obligations in Articles 16.4 and 16.5.
6. Each Party shall provide that for copyright and related rights, any person acquiring or
holding any economic right:
(a) may freely and separately transfer such right by contract; and
(b) by virtue of a contract, including contracts of employment underlying the creation
of works and phonograms, shall be able to exercise those rights in its own name
and enjoy fully the benefits derived from those rights.
7. (a) In order to provide adequate legal protection and effective legal remedies against
the circumvention of effective technological measures that authors, performers,
producers of phonograms, and their successors in interest use in connection with
the exercise of their rights and that restrict unauthorized acts in respect of their
works, performances, and phonograms, each Party shall provide that any person
who:
(b) For purposes of this paragraph, effective technological measure means any
technology, device, or component that, in the normal course of its operation,
controls access to a protected work, performance, phonogram, or other subject
matter, or protects any copyright or any rights related to copyright.
(c) Paragraph 7(a) obligates each Party to prohibit circumvention of effective
technological measures and does not obligate a Party to require that the design of,
or the design and selection of parts and components for, a consumer electronics,
telecommunications, or computing product provide for a response to any
particular technological measure. The absence of a requirement to respond
affirmatively shall not constitute a defense to a claim of violation of that Party’s
measures implementing paragraph 7(a).
(d) Each Party shall provide that a violation of the law implementing this paragraph is
independent of any infringement that might occur under the Party=s law on
copyright and related rights.
(e) Each Party shall confine exceptions to the prohibition referred to in paragraph
7(a)(ii) on technology, products, services, or devices that circumvent effective
technological measures that control access to, and, in the case of clause (i) below,
that protect any of the exclusive rights of copyright or related rights in a protected
work, to the following activities, provided that they do not impair the adequacy of
legal protection or the effectiveness of legal remedies that the Party provides
against the circumvention of effective technological measures:
(f) Each Party shall confine exceptions to the prohibited conduct referred to in
paragraph 7(a)(i) to the activities listed in paragraph 7(e) and the following
activities, provided that such exceptions do not impair the adequacy of legal
protection or the effectiveness of legal remedies the Party provides against the
circumvention of effective technological measures:
(g) Each Party may also provide exceptions to the prohibited conduct referred to in
paragraph 7(a) for lawfully authorized activities carried out by government
employees, agents, or contractors for the purpose of law enforcement,
intelligence, national defense, essential security, or similar government activities.
8. In order to provide adequate and effective legal remedies to protect rights management
information:
(a) each Party shall provide that any person who without authority, and knowingly,
or, with respect to civil remedies, having reasonable grounds to know, that it will
induce, enable, facilitate, or conceal an infringement of any copyright or related
right,
(b) For purposes of this paragraph, rights management information means
information which identifies a work, performance, or phonogram; the author of
the work, the performer of the performance, or the producer of the phonogram; or
the owner of any right in the work, performance, or phonogram; information
about the terms and conditions of the use of the work, performance, or
phonogram; and any numbers or codes that represent such information, when any
of these items is attached to a copy of the work, performance, or phonogram or
appears in conjunction with the communication or making available of a work,
performance, or phonogram to the public. Nothing in this paragraph obligates a
Party to require the owner of any right in the work, performance, or phonogram to
attach rights management information to copies of it or to cause rights
management information to appear in connection with a communication of the
work, performance, or phonogram to the public.
9. Each Party shall issue appropriate laws, orders, regulations, administrative, or executive
decrees mandating that all government agencies use computer software only as authorized by the
right holder. Such measures shall actively regulate the acquisition and management of software
for such government use, which may take the form of procedures, such as preparing and
maintaining inventories of software present on agency computers, and inventories of existing
software licenses.
10. Each Party shall confine limitations or exceptions to exclusive rights in Articles 16.4 and
16.5 to certain special cases which do not conflict with a normal exploitation of the work,
performance, or phonogram, and do not unreasonably prejudice the legitimate interests of the
right holder.
ARTICLE 16.5 : OBLIGATIONS PERTAINING TO RELATED RIGHTS
1. Each Party shall accord the rights provided for in this Chapter to performers and
producers of phonograms who are nationals of the other Party and to performances or
phonograms first published or fixed in the territory of the other Party. A performance or
phonogram shall be considered first published in any Party in which it is published within 30
days of its original publication.16-8
2. Each Party shall provide to performers the exclusive right to authorize or prohibit:
(a) the communication to the public of their unfixed performances, except where the
performance is already a broadcast performance, and
(b) the fixation of their unfixed performances.
3. With respect to all rights of performers and producers of phonograms, the enjoyment and
exercise of the rights provided for in this Chapter shall not be subject to any formality.
4. For the purposes of this Chapter, the following definitions apply with respect to
performers and producers of phonograms:
(a) performers means actors, singers, musicians, dancers, and other persons who act,
sing, deliver, declaim, play in, interpret, or otherwise perform literary or artistic
works or expressions of folklore;
(b) phonogram means the fixation of the sounds of a performance or of other sounds,
or of a representation of sounds, other than in the form of a fixation incorporated
in a cinematographic or other audiovisual work;16-9
(c) fixation means the embodiment of sounds, or of the representations thereof, from
which they can be perceived, reproduced, or communicated through a device;
(d) producer of a phonogram means the person, or the legal entity, who or which
takes the initiative and has the responsibility for the first fixation of the sounds of
a performance or other sounds, or the representations of sounds;
(e) publication of a fixed performance or a phonogram means the offering of copies
of the fixed performance or the phonogram to the public, with the consent of the
right holder, and provided that copies are offered to the public in reasonable
quantity; and
(f) broadcasting means the transmission by wireless means for public reception of
sounds or of images and sounds or of the representations thereof; such
transmission by satellite is also broadcasting; transmission of encrypted signals is
broadcasting where the means for decrypting are provided to the public by the
broadcasting organization or with its consent.
ARTICLE 16.6 : PROTECTION OF ENCRYPTED PROGRAM-CARRYING SATELLITE SIGNALS
1. Each Party shall make it:
(a) a criminal offense to manufacture, assemble, modify, import, export, sell, lease, or
otherwise distribute a tangible or intangible device or system, knowing or having
reason to know that the device or system is primarily of assistance in decoding an
encrypted program-carrying satellite signal without the authorization of the lawful
distributor of such signal;
(b) a criminal offense willfully to receive or further distribute an encrypted programcarrying
satellite signal that has been decoded without the authorization of the
lawful distributor of the signal; and
(c) a civil offense to engage in any activity prohibited under subparagraph (a) or (b).
2. Each Party shall provide that any civil offense established under subparagraph (c) shall
be actionable by any person that holds an interest in the encrypted program-carrying satellite
signal or the content thereof.
ARTICLE 16.7 : PATENTS
1. Each Party shall make patents available for any invention, whether a product or a process,
in all fields of technology, provided that the invention is new, involves an inventive step, and is
capable of industrial application. For purposes of this Article, a Party may treat the terms
"inventive step" and "capable of industrial application" as being synonymous with the terms
"non-obvious" and "useful", respectively. Each Party may exclude inventions from patentability
only as defined in Articles 27.2 and 27.3(a) of the TRIPS Agreement.
2. Each Party shall provide that patent owners shall also have the right to assign, or transfer
by succession, a patent and to conclude licensing contracts. Each Party shall provide a cause of
action to prevent or redress the procurement of a patented pharmaceutical product, without the
authorization of the patent owner, by a party who knows or has reason to know that such product
is or has been distributed in breach of a contract between the right holder and a licensee,
regardless of whether such breach occurs in or outside its territory.
16-10 Each Party shall provide
that in such a cause of action, notice shall constitute constructive knowledge.
3. Each Party may provide limited exceptions to the exclusive rights conferred by a patent,
provided that such exceptions do not unreasonably conflict with a normal exploitation of the
patent and do not unreasonably prejudice the legitimate interests of the patent owner, taking
account of the legitimate interests of third parties.
4. Each Party shall provide that a patent may only be revoked on grounds that would have
justified a refusal to grant the patent, or that pertain to the insufficiency of or unauthorized
amendments to the patent specification, non-disclosure or misrepresentation of prescribed,
material particulars, fraud, and misrepresentation. Where such proceedings include opposition
proceedings, a Party may not make such proceedings available prior to the grant of the patent.
5. If a Party permits the use by a third party of the subject matter of a subsisting patent to
support an application for marketing approval of a pharmaceutical product, that Party shall
provide that any product produced under such authority shall not be made, used, or sold in the
territory of that Party other than for purposes related to meeting requirements for marketing
approval, and if the Party permits exportation, the product shall only be exported outside the
territory of that Party for purposes of meeting marketing approval requirements of that Party.
6. Neither Party shall permit the use16-11 of the subject matter of a patent without the
authorization of the right holder except in the following circumstances:
(a) to remedy a practice determined after judicial or administrative process to be anticompetitive
under the competition laws of the Party;16-12
(b) in the case of public non-commercial use or in the case of a national emergency or
other circumstances of extreme urgency, provided that:
Where a Party’s law allows for such use pursuant to subparagraphs (a) and (b), the Party shall
respect the provisions of Article 31 of the TRIPS Agreement.
7. Each Party, at the request of the patent owner, shall extend the term of a patent to
compensate for unreasonable delays that occur in granting the patent. For the purposes of this
paragraph, an unreasonable delay shall at least include a delay in the issuance of the patent of
more than four years from the date of filing of the application with the Party, or two years after a
request for examination of the application has been made, whichever is later, provided that
periods attributable to actions of the patent applicant need not be included in the determination of
such delays.16-13
8. Where a Party provides for the grant of a patent on the basis of an examination of the
invention conducted in another country, that Party, at the request of the patent owner, may
extend the term of a patent for up to five years to compensate for the unreasonable delay that
may occur in the issuance of the patent granted by such other country where that country has
extended the term of the patent based on such delay.
ARTICLE 16.8 : CERTAIN REGULATED PRODUCTS
1. If a Party requires the submission of information concerning the safety and efficacy of a
pharmaceutical or agricultural chemical product prior to permitting the marketing of such
product, the Party shall not permit third parties not having the consent of the party providing the
information to market the same or a similar product on the basis of the approval granted to the
party submitting such information for a period of at least five years from the date of approval for
a pharmaceutical product and ten years from the date of approval for an agricultural chemical
product.16-14
2. If a Party provides a means of granting approval to market a product specified in
paragraph 1 on the basis of the grant of an approval for marketing of the same or similar product
in another country, the Party shall defer the date of any such approval to third parties not having
the consent of the party providing the information in the other country for at least five years from
the date of approval for a pharmaceutical product and ten years from the date of approval for an
agricultural chemical product in the territory of the Party or in the other country, whichever is
later.
3. Where a product is subject to a system of marketing approval pursuant to paragraph 1 or
2 and is also subject to a patent in the territory of that Party, the Party shall not alter the term of
ticle 16.8, that Party may retain such system notwithstanding the obligations of that paragraph.
4. With respect to any pharmaceutical product that is subject to a patent:
(a) each Party shall make available an extension of the patent term to compensate the
patent owner for unreasonable curtailment of the patent term as a result of the
marketing approval process;
(b) the Party shall provide that the patent owner shall be notified of the identity of
any third party requesting marketing approval effective during the term of the
patent; and
(c) the Party shall not grant marketing approval to any third party prior to the
expiration of the patent term, unless by consent or with the acquiescence of the
patent owner.
ARTICLE 16.9 : ENFORCEMENT OF INTELLECTUAL PROPERTY RIGHTS
General Obligations
1. Each Party shall ensure that in judicial and administrative proceedings for the
enforcement of intellectual property rights, decisions on the merits of a case, that under the law
or practice of the Party are of general application, shall preferably be in writing and shall state
the reasons on which the decisions are based.
2. Each Party shall ensure that its laws and regulations, procedures, final judicial decisions,
and administrative rulings of general application pertaining to the enforcement of intellectual
property rights shall be published, or where such publication is not practicable, made publicly
available, in a national language, in such a manner as to enable the other Party and right holders
to become acquainted with them. Nothing in this paragraph shall require a Party to disclose
confidential information the disclosure of which would impede law enforcement or otherwise be
contrary to the public interest or would prejudice the legitimate commercial interests of
particular enterprises, public or private.
3. Each Party shall inform the public of its efforts to provide effective enforcement of
intellectual property rights in its civil, administrative, and criminal system, including any
statistical information that the Party may collect for such purposes.
4. The Parties understand that a decision that a Party makes on the distribution of
enforcement resources shall not excuse that Party from complying with this Chapter.
5. Each Party shall provide for civil remedies against the actions described in paragraphs 7
and 8 of Article 16.4. These shall include at least:
(a) provisional measures, including seizure of devices and products suspected of
being involved in the prohibited activity;
(b) the opportunity for the right holder to elect between actual damages it suffered
(plus any profits attributable to the prohibited activity not taken into account in
computing the actual damages) or pre-established damages;
(c) payment to a prevailing right holder of court costs and fees and reasonable
attorney’s fees by the party engaged in the prohibited conduct at the conclusion of
the civil judicial proceeding; and
(d) destruction of devices and products found to be involved in the prohibited
conduct.
6. In civil, administrative, and criminal proceedings involving copyright or related rights,
each Party shall provide for a presumption that, in the absence of proof to the contrary, the
natural person or legal entity whose name is indicated as the author, producer, performer, or
publisher of the work, performance, or phonogram in the usual manner, is the designated right
holder in such work, performance, or phonogram. Each Party shall also provide for a
presumption that, in the absence of proof to the contrary, the copyright or related right subsists in
such subject matter.
Civil and Administrative Procedures and Remedies for the Enforcement of Intellectual Property
Rights
7. Each Party shall make available to right holders16-15 civil judicial procedures concerning
the enforcement of any intellectual property right.
8. Each Party shall provide that in civil judicial proceedings, its judicial authorities shall
have the authority, at least with respect to works, phonograms, and performances protected by
copyright or related rights, and in cases of trademark infringement, to order the infringer to pay
the right holder damages adequate to compensate for the injury the right holder has suffered
because of an infringement of that person=s intellectual property right by an infringer engaged in
infringing activity, as well as the profits of the infringer that are attributable to the infringement
and are not taken into account in computing the actual damages. In addition, in determining
injury to the right holder, the judicial authorities shall, inter alia, consider the value of the
infringed-upon good or service, according to the suggested retail price of the legitimate good or
service.
9. In civil judicial proceedings, each Party shall, at least with respect to works, phonograms
and performances protected by copyright or related rights, and in cases of trademark
counterfeiting, establish or maintain pre-established damages that shall be available on the
election of the right holder. Each Party shall provide that pre-established damages shall be in an
amount sufficiently high to constitute a deterrent to future infringements and with the intent to
compensate the right holder for the harm caused by the infringement.
10. Each Party shall provide that its judicial authorities, except in exceptional circumstances,
shall have the authority to order, at the conclusion of the civil judicial proceedings concerning
copyright or related rights and trademark counterfeiting, that a prevailing right holder shall be
paid court costs or fees and reasonable attorney=s fees by the infringing party.
11. In civil judicial proceedings concerning copyright or related rights infringement and
trademark counterfeiting, each Party shall provide that its judicial authorities shall have the
authority to order the seizure of suspected infringing goods and any related materials and
implements used to accomplish the prohibited activity.
12. Each Party shall provide that:
(a) in civil judicial proceedings, at the right holder's request, goods that have been
found to be pirated or counterfeit shall be destroyed, except in exceptional cases;
(b) its judicial authorities have the authority to order that materials and implements
which have been used in the creation of the infringing goods be, without
compensation of any sort, promptly destroyed or, in exceptional cases, without
compensation of any sort, disposed of outside the channels of commerce in such a
manner as to minimize the risks of further infringements; and
(c) in regard to counterfeit trademarked goods, the simple removal of the trademark
unlawfully affixed shall not be sufficient to permit the release of goods into the
channels of commerce.
13. Each Party shall provide that in civil judicial proceedings, its judicial authorities shall
have the authority to order the infringer to identify third parties that are involved in the
production and distribution of the infringing goods or services and their channels of distribution
and to provide this information to the right holder. Each Party shall provide that its judicial
authorities shall have the authority to fine or imprison, in appropriate cases, persons who fail to
abide by valid orders issued by such authorities.
Provisional Measures Concerning the Enforcement of Intellectual Property Rights
14. Each Party shall provide that requests for relief inaudita altera parte shall be dealt with
expeditiously in accordance with the Party’s judicial rules.
15. Each Party shall provide that:
(a) its judicial authorities have the authority to require the plaintiff to provide any
reasonably available evidence in order to satisfy themselves with a sufficient
degree of certainty that the plaintiff's right is being infringed or that such
infringement is imminent, and to order the plaintiff to provide a reasonable
security or equivalent assurance set at a level sufficient to protect the defendant
and to prevent abuse, and so as not to unreasonably deter recourse to such
procedures.
(b) in the event that its judicial or other authorities appoint experts, technical or
otherwise, that must be paid by the plaintiff, such costs should be closely related,
inter alia, to the quantity of work to be performed and should not unreasonably
deter recourse to such relief.
Special Requirements Related to Border Measures Concerning the Enforcement of Intellectual
Property Rights
16. Each Party shall provide that any right holder initiating procedures for suspension by the
Party’s customs authorities of the release of suspected counterfeit trademark or pirated copyright
goods16-16 into free circulation shall be required to provide adequate evidence to satisfy the
competent authorities that, under the law of the importing country, there is prima facie an
infringement of the right holder's intellectual property right and to supply sufficient information
that may reasonably be expected to be within the right holder's knowledge to make the suspected
goods reasonably recognizable to the customs authorities.
17. Each Party shall provide that its competent authorities shall have the authority to require
an applicant to provide a reasonable security or equivalent assurance sufficient to protect the
defendant and the competent authorities and to prevent abuse. Each Party shall provide that the
security or assurance shall not unreasonably deter recourse to these procedures.
18. Where its competent authorities have made a determination that goods are counterfeit or
pirated, the Party shall grant its competent authorities the authority to inform the right holder of
the names and addresses of the consignor, the importer, and the consignee, and of the quantity of
the goods in question.
19. Each Party shall provide that its competent authorities may initiate border measures ex
officio, without the need for a formal complaint from a private party or right holder. Such
measures shall apply to shipments of pirated and counterfeit goods imported into or exported out
of a Party’s territory, including shipments consigned to a local party. For transshipped goods
that are not consigned to a local party, each Party shall, upon request, endeavor to examine such
goods. For products transshipped through the territory of a Party destined for the territory of the
other Party, the former shall cooperate to provide all available information to the latter Party to
enable effective enforcement against shipments of counterfeit or pirated goods. Each Party shall
ensure that it has the authority to undertake such cooperation in response to a request by the
other Party on counterfeit or pirated goods en route to that other Party.
20. Each Party shall provide that goods that its competent authorities have determined to be
pirated or counterfeit shall be destroyed, except in exceptional cases. In regard to counterfeit
trademark goods, the simple removal of the trademark unlawfully affixed shall not be sufficient
to permit the release of the goods into the channels of commerce. In no event shall the
competent authorities be authorized to permit the export of counterfeit or pirated goods.
Criminal Procedures and Remedies for the Enforcement of Intellectual Property Rights
21. Each Party shall provide criminal procedures and penalties to be applied at least in cases
of willful trademark counterfeiting or copyright or related rights piracy on a commercial scale.
Willful copyright or related rights piracy on a commercial scale includes (i) significant willful
infringements of copyright or related rights that have no direct or indirect motivation of financial
gain, as well as (ii) willful infringements for purposes of commercial advantage or financial gain.
(a) Specifically, each Party shall provide:
(b) Each Party may provide procedures for right holders to initiate private criminal
actions. However, these procedures shall not be unduly burdensome or costly for
right holders. Each Party shall ensure that non-private criminal actions are the
primary means by which it ensures the effective enforcement of its criminal law
against willful copyright or related rights piracy. In addition, each Party shall
ensure that its competent authorities bring criminal actions, as necessary, to act as
a deterrent to further infringements.
Limitations on Liability for Service Providers
22. Each Party shall provide, consistent with the framework set forth in Article 16.9:
(a) legal incentives for service providers to cooperate with copyright
16-17 owners in
deterring the unauthorized storage and transmission of copyrighted materials; and
(b) limitations in its law regarding the scope of remedies available against service
providers for copyright infringements that they do not control, initiate, or direct,
and that take place through systems or networks controlled or operated by them or
on their behalf, as set forth in this subparagraph.16-18
1. Each Party shall implement the obligations of this Chapter within the following periods:
(a) Each Party shall ratify or accede to the UPOV Convention and give effect to the
obligations in paragraph 4 of Article 16.4 within six months of the date of entry
into force of this Agreement or December 31, 2004, whichever date is earlier;
(b) each Party shall ratify or accede to the agreements listed in paragraph 2(a) of
Article 16.1(except for the UPOV Convention) and give effect to Articles 16.4
and 16.5 (except for paragraph 4 of Article 16.4) within one year of the date of
entry into force of this Agreement; and
(c) each Party shall implement each of the other obligations of this Chapter within six
months of the date of entry into force of this Agreement.
2. Except as otherwise provided in this Chapter, the date of entry into force in paragraph
6(b) of Article 16.1 means the date of the expiry of the six-month period commencing on the
date this Agreement enters into force.
FOOTNOTES:
16-1
Singapore is not obligated to give effect to Articles 6 and 7 of the Trademark Law Treaty.
16-2 For purposes of Articles 16.1.3 and 16.5.1, a national of a Party shall also mean, in respect
of the relevant right, entities located in such Party that would meet the criteria for eligibility for
protection provided for in the agreements listed in Article 16.1.2 and the TRIPS Agreement.
16-3 For the purposes of paragraphs 3 and 4, “protection” shall include matters affecting the
availability, acquisition, scope, maintenance, and enforcement of intellectual property rights as
well as matters affecting the use of intellectual property rights specifically covered by this
Chapter. For the purposes of paragraphs 3 and 4, “protection” shall also include the prohibition
on circumvention of effective technological measures pursuant to paragraph 7 of Article 16.4 and
the provision concerning rights management information pursuant to paragraph 8 of Article 16.4.
16-4 “Benefits derived therefrom” refers to benefits such as levies on blank tapes.
16-5 Neither Party is obligated to treat certification marks as a separate category in domestic law,
provided that such marks are protected.
16-6 A geographical indication shall be capable of constituting a trademark to the extent that the
geographical indication consists of any sign, or any combination of signs, capable of identifying
a good or service as originating in the territory of a Party, or a region or locality in that territory,
where a given quality, reputation or other characteristic of the good or service is essentially
attributable to its geographical origin.
16-7 This provision is not intended to affect the use of common names of pharmaceutical products
in prescribing medicine.
16-8 For the application of paragraph 1 of Article 16.5, fixed means the finalization of the master
tape or its equivalent.
16-9 The definition of phonogram provided herein does not suggest that rights in the phonogram
are in any way affected through their incorporation into a cinematographic or other audiovisual
work.
16-10 A Party may limit such cause of action to cases where the product has been sold or
distributed only outside the Party's territory before its procurement inside the Party's territory.
16-11 AUse” in this provision refers to use other than that allowed in paragraph 3.
16-12 The Parties recognize that an intellectual property right does not necessarily confer market
power upon its owner.
16-13 Periods attributable to actions of the patent applicant shall include such periods of time
taken to file prescribed documents relating to the examination as provided in the laws of the
Party.
16-14 Where a Party, on the date of its implementation of the TRIPS Agreement, had in place a
system for protecting pharmaceutical or agricultural chemical products not involving new
chemical entities from unfair commercial use that conferred a different form or period of
protection shorter than that specified in paragraph 1 of Ar
protection that it provides pursuant to paragraph 1 or 2 in the event that the patent protection
terminates on a date earlier than the end of the term of such protection.
16-15 For the purpose of Article 16.9 concerning the enforcement of intellectual property rights,
the term Aright holder@ shall include exclusive licensees as well as federations and associations
having the legal standing to assert such rights; and the term “exclusive licensee” shall include the
exclusive licensee of any one or more of the exclusive rights encompassed in a given intellectual
property.
16-16 For the purposes of this Chapter: 16-17 For purposes of Article 16.9.22, “copyright” shall also include related rights.
16-18 It is understood that this subparagraph is without prejudice to the availability of defenses to
copyright infringement that are of general applicability.
16-19 Either Party may request consultations with the other Party to consider how to address future
functions of a similar nature under this paragraph.
shall be liable and subject to the remedies provided for in Article 16.9.5. Each
Party shall provide that any person, other than a nonprofit library, archive,
educational institution, or public noncommercial broadcasting entity, that is found
to have engaged willfully and for purposes of commercial advantage or private
financial gain in such activities shall be guilty of a criminal offense.
ARTICLE 16.10 : TRANSITIONAL PROVISIONS
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